摘要：死鎖的本質(zhì)是資源競(jìng)爭(zhēng)，批量插入如果順序不一致很容易導(dǎo)致死鎖，我們來(lái)分析一下這個(gè)情況。為了方便演示，把批量插入改寫(xiě)為了多條。

死鎖的本質(zhì)是資源競(jìng)爭(zhēng)，批量插入如果順序不一致很容易導(dǎo)致死鎖，我們來(lái)分析一下這個(gè)情況。為了方便演示，把批量插入改寫(xiě)為了多條 insert。

先來(lái)做幾個(gè)小實(shí)驗(yàn)，簡(jiǎn)化的表結(jié)構(gòu)如下

CREATE TABLE `t1` (
  `id` int(11) NOT NULL AUTO_INCREMENT,
  `a` varchar(5),
  `b` varchar(5),
  PRIMARY KEY (`id`),
  UNIQUE KEY `uk_name` (`a`,`b`)
);

在記錄不存在的情況下，兩個(gè)同樣順序的批量 insert 同時(shí)執(zhí)行，第二個(gè)會(huì)進(jìn)行鎖等待狀態(tài)

t1	t2
begin;	begin;
insert ignore into t1(a, b)values("1", "1");		成功
	insert ignore into t1(a, b)values("1", "1");	鎖等待狀態(tài)

可以看到目前鎖的狀態(tài)

mysql> select * from information_schema.innodb_locks;
+-------------+-------------+-----------+-----------+------------+------------+------------+-----------+----------+-----------+
| lock_id     | lock_trx_id | lock_mode | lock_type | lock_table | lock_index | lock_space | lock_page | lock_rec | lock_data |
+-------------+-------------+-----------+-----------+------------+------------+------------+-----------+----------+-----------+
| 31AE:54:4:2 | 31AE        | S         | RECORD    | `d1`.`t1`  | `uk_name`  |         54 |         4 |        2 | "1", "1"  |
| 31AD:54:4:2 | 31AD        | X         | RECORD    | `d1`.`t1`  | `uk_name`  |         54 |         4 |        2 | "1", "1"  |
+-------------+-------------+-----------+-----------+------------+------------+------------+-----------+----------+-----------+

在我們執(zhí)行事務(wù)t1的 insert 時(shí)，沒(méi)有在任何鎖的斷點(diǎn)處出現(xiàn)，這跟 MySQL 插入的原理有關(guān)系

insert 加的是隱式鎖。什么是隱式鎖？隱式鎖的意思就是沒(méi)有鎖

在 t1 插入記錄時(shí)，是不加鎖的。這個(gè)時(shí)候事務(wù) t1 還未提交的情況下，事務(wù) t2 嘗試插入的時(shí)候，發(fā)現(xiàn)有這條記錄，t2 嘗試獲取 S 鎖，會(huì)判定記錄上的事務(wù) id 是否活躍，如果活躍的話，說(shuō)明事務(wù)未結(jié)束，會(huì)幫 t1 把它的隱式鎖提升為顯式鎖（ X 鎖）

源碼如下

t2 獲取S鎖的結(jié)果:DB_LOCK_WAIT

實(shí)驗(yàn)2：

批量插入順序不一致的導(dǎo)致的死鎖

t1	t2
begin
insert into t1(a, b)values("1", "1");		成功
	insert into t1(a, b)values("2", "2");	成功
insert into t1(a, b)values("2", "2");		t1 嘗試獲取 S 鎖，把 t2 的隱式鎖提升為顯式 X 鎖，進(jìn)入 DB_LOCK_WAIT
	insert into t1(a, b)values("1", "1");	t2 嘗試獲取 S 鎖，把 t1 的隱式鎖提升為顯式 X 鎖，產(chǎn)生死鎖

------------------------
LATEST DETECTED DEADLOCK
------------------------
181101  9:48:36
*** (1) TRANSACTION:
TRANSACTION 3309, ACTIVE 215 sec inserting
mysql tables in use 1, locked 1
LOCK WAIT 3 lock struct(s), heap size 376, 2 row lock(s), undo log entries 2
MySQL thread id 2, OS thread handle 0x70000a845000, query id 58 localhost root update
insert into t1(a, b)values("2", "2")
*** (1) WAITING FOR THIS LOCK TO BE GRANTED:
RECORD LOCKS space id 55 page no 4 n bits 72 index `uk_name` of table `d1`.`t1` trx id 3309 lock mode S waiting
Record lock, heap no 3 PHYSICAL RECORD: n_fields 3; compact format; info bits 0
 0: len 1; hex 32; asc 2;;
 1: len 1; hex 32; asc 2;;
 2: len 4; hex 80000002; asc     ;;

*** (2) TRANSACTION:
TRANSACTION 330A, ACTIVE 163 sec inserting
mysql tables in use 1, locked 1
3 lock struct(s), heap size 376, 2 row lock(s), undo log entries 2
MySQL thread id 3, OS thread handle 0x70000a888000, query id 59 localhost root update
insert into t1(a, b)values("1", "1")
*** (2) HOLDS THE LOCK(S):
RECORD LOCKS space id 55 page no 4 n bits 72 index `uk_name` of table `d1`.`t1` trx id 330A lock_mode X locks rec but not gap
Record lock, heap no 3 PHYSICAL RECORD: n_fields 3; compact format; info bits 0
 0: len 1; hex 32; asc 2;;
 1: len 1; hex 32; asc 2;;
 2: len 4; hex 80000002; asc     ;;

*** (2) WAITING FOR THIS LOCK TO BE GRANTED:
RECORD LOCKS space id 55 page no 4 n bits 72 index `uk_name` of table `d1`.`t1` trx id 330A lock mode S waiting
Record lock, heap no 2 PHYSICAL RECORD: n_fields 3; compact format; info bits 0
 0: len 1; hex 31; asc 1;;
 1: len 1; hex 31; asc 1;;
 2: len 4; hex 80000001; asc     ;;

*** WE ROLL BACK TRANSACTION (2)

怎么樣解決這樣的問(wèn)題呢？ 一個(gè)可行的辦法是在應(yīng)用層排序以后再插入