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(六) synchronized的源碼分析

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摘要:關鍵字經過編譯之后,會在同步塊的前后分別形成和這兩個字節碼指令。當我們的把字節碼加載到內存的時候,會對這兩個指令進行解析。這兩個字節碼都需要一個類型的參數來指明要鎖定和解鎖的對象。最后喚醒暫停的線程。

文章簡介

前面我有文章介紹了synchronized的基本原理,這篇文章我會從jvm源碼分析synchronized的實現邏輯,希望讓大家有一個更加深度的認識

內容導航

從synchronized的字節碼說起

什么是monitor

分析synchronized的源碼

從synchronized的字節碼說起

由于synchronized的實現是在jvm層面,所以我們如果要看它的源碼,需要從字節碼入手。這段代碼演示了synchronized作為實例鎖的兩種用法,我們觀察一下這段代碼生成的字節碼

 public class App 
{
    public synchronized void test1(){
    }
    public void test2(){
        synchronized (this){

        }
    }
    public static void main( String[] args ){
        System.out.println( "Hello World!" );
    }
}
進入classpath目錄下找到App.class文件, 在cmd中輸入 javap -v App.class查看字節碼
public synchronized void test1();
    descriptor: ()V
    flags: ACC_PUBLIC, ACC_SYNCHRONIZED
    Code:
      stack=0, locals=1, args_size=1
         0: return
      LineNumberTable:
        line 10: 0
      LocalVariableTable:
        Start  Length  Slot  Name   Signature
            0       1     0  this   Lcom/gupaoedu/openclass/App;

  public void test2();
    descriptor: ()V
    flags: ACC_PUBLIC
    Code:
      stack=2, locals=3, args_size=1
         0: aload_0
         1: dup
         2: astore_1
         3: monitorenter  //監視器進入,獲取鎖
         4: aload_1
         5: monitorexit  //監視器退出,釋放鎖
         6: goto          14
         9: astore_2
        10: aload_1
        11: monitorexit
        12: aload_2
        13: athrow
        14: return

通過字節碼我們可以發現,修飾在方法層面的同步關鍵字,會多一個 ACC_SYNCHRONIZED的flag;修飾在代碼塊層面的同步塊會多一個 monitorenter和 monitorexit關鍵字。無論采用哪一種方式,本質上都是對一個對象的監視器(monitor)進行獲取,而這個獲取的過程是排他的,也就是同一個時刻只能有一個線程獲得同步塊對象的監視器。
在 synchronized的原理分析這篇文章中,有提到對象監視器。

synchronized關鍵字經過編譯之后,會在同步塊的前后分別形成monitorenter和monitorexit這兩個字節碼指令。當我們的JVM把字節碼加載到內存的時候,會對這兩個指令進行解析。這兩個字節碼都需要一個Object類型的參數來指明要鎖定和解鎖的對象。如果Java程序中的synchronized明確指定了對象參數,那么這個對象就是加鎖和解鎖的對象;如果沒有明確指定,那就根據synchronized修飾的是實例方法還是類方法,獲取對應的對象實例或Class對象來作為鎖對象
什么是monitor

在分析源代碼之前需要了解oop, oopDesc, markOop等相關概念,在Synchronized的原理分析這篇文章中,我們講到了synchronized的同步鎖實際上是存儲在對象頭中,這個對象頭是一個Java對象在內存中的布局的一部分。Java中的每一個Object在JVM內部都會有一個native的C++對象oop/oopDesc與之對應。在hotspot源碼 oop.hpp中oopDesc的定義如下

class oopDesc {
  friend class VMStructs;
 private:
  volatile markOop  _mark;
  union _metadata {
    Klass*      _klass;
    narrowKlass _compressed_klass;
  } _metadata;

其中 markOop就是我們所說的Mark Word,用于存儲鎖的標識。
hotspot源碼 markOop.hpp文件代碼片段

class markOopDesc: public oopDesc {
 private:
  // Conversion
  uintptr_t value() const { return (uintptr_t) this; }

 public:
  // Constants
  enum { age_bits                 = 4,
         lock_bits                = 2,
         biased_lock_bits         = 1,
         max_hash_bits            = BitsPerWord - age_bits - lock_bits - biased_lock_bits,
         hash_bits                = max_hash_bits > 31 ? 31 : max_hash_bits,
         cms_bits                 = LP64_ONLY(1) NOT_LP64(0),
         epoch_bits               = 2
  };
  ...
}

markOopDesc繼承自oopDesc,并且擴展了自己的monitor方法,這個方法返回一個ObjectMonitor指針對象,在hotspot虛擬機中,采用ObjectMonitor類來實現monitor

bool has_monitor() const {
    return ((value() & monitor_value) != 0);
  }
  ObjectMonitor* monitor() const {
    assert(has_monitor(), "check");
    // Use xor instead of &~ to provide one extra tag-bit check.
    return (ObjectMonitor*) (value() ^ monitor_value);
  }

在 ObjectMonitor.hpp中,可以看到ObjectMonitor的定義

 class ObjectMonitor {
...
  ObjectMonitor() {
    _header       = NULL; //markOop對象頭
    _count        = 0;    
    _waiters      = 0,   //等待線程數
    _recursions   = 0;   //重入次數
    _object       = NULL;  
    _owner        = NULL;  //獲得ObjectMonitor對象的線程
    _WaitSet      = NULL;  //處于wait狀態的線程,會被加入到waitSet
    _WaitSetLock  = 0 ; 
    _Responsible  = NULL ;
    _succ         = NULL ;
    _cxq          = NULL ;
    FreeNext      = NULL ;
    _EntryList    = NULL ; //處于等待鎖BLOCKED狀態的線程
    _SpinFreq     = 0 ;   
    _SpinClock    = 0 ;
    OwnerIsThread = 0 ; 
    _previous_owner_tid = 0; //監視器前一個擁有線程的ID
  }
...

簡單總結一下,同步塊的實現使用 monitorenter和 monitorexit指令,而同步方法是依靠方法修飾符上的flag ACC_SYNCHRONIZED來完成。其本質是對一個對象監視器(monitor)進行獲取,這個獲取過程是排他的,也就是同一個時刻只能有一個線程獲得由synchronized所保護對象的監視器。所謂的監視器,實際上可以理解為一個同步工具,它是由Java對象進行描述的。在Hotspot中,是通過ObjectMonitor來實現,每個對象中都會內置一個ObjectMonitor對象

簡單分析synchronized的源碼

從 monitorenter和 monitorexit這兩個指令來開始閱讀源碼,JVM將字節碼加載到內存以后,會對這兩個指令進行解釋執行, monitorenter, monitorexit的指令解析是通過 InterpreterRuntime.cpp中的兩個方法實現

InterpreterRuntime::monitorenter(JavaThread* thread, BasicObjectLock* elem)
InterpreterRuntime::monitorexit(JavaThread* thread, BasicObjectLock* elem)
//JavaThread 當前獲取鎖的線程
//BasicObjectLock 基礎對象鎖

我們基于monitorenter為入口,沿著偏向鎖->輕量級鎖->重量級鎖的路徑來分析synchronized的實現過程

IRT_ENTRY_NO_ASYNC(void, InterpreterRuntime::monitorenter(JavaThread* thread, BasicObjectLock* elem))
#ifdef ASSERT
  thread->last_frame().interpreter_frame_verify_monitor(elem);
#endif
  ...
  if (UseBiasedLocking) {
    // Retry fast entry if bias is revoked to avoid unnecessary inflation
    ObjectSynchronizer::fast_enter(h_obj, elem->lock(), true, CHECK);
  } else {
    ObjectSynchronizer::slow_enter(h_obj, elem->lock(), CHECK);
  }
  ...
#ifdef ASSERT
  thread->last_frame().interpreter_frame_verify_monitor(elem);
#endif
IRT_END

UseBiasedLocking是在JVM啟動的時候,是否啟動偏向鎖的標識

如果支持偏向鎖,則執行 ObjectSynchronizer::fast_enter的邏輯

如果不支持偏向鎖,則執行 ObjectSynchronizer::slow_enter邏輯,繞過偏向鎖,直接進入輕量級鎖

ObjectSynchronizer::fast_enter的實現在 synchronizer.cpp文件中,代碼如下

void ObjectSynchronizer::fast_enter(Handle obj, BasicLock* lock, bool attempt_rebias, TRAPS) {
 if (UseBiasedLocking) { //判斷是否開啟了偏向鎖
    if (!SafepointSynchronize::is_at_safepoint()) { //如果不處于全局安全點
      //通過`revoke_and_rebias`這個函數嘗試獲取偏向鎖
      BiasedLocking::Condition cond = BiasedLocking::revoke_and_rebias(obj, attempt_rebias, THREAD);
      if (cond == BiasedLocking::BIAS_REVOKED_AND_REBIASED) {//如果是撤銷與重偏向直接返回
        return;
      }
    } else {//如果在安全點,撤銷偏向鎖
      assert(!attempt_rebias, "can not rebias toward VM thread");
      BiasedLocking::revoke_at_safepoint(obj);
    }
    assert(!obj->mark()->has_bias_pattern(), "biases should be revoked by now");
 }

 slow_enter (obj, lock, THREAD) ;
}

fast_enter方法的主要流程做一個簡單的解釋

再次檢查偏向鎖是否開啟

當處于不安全點時,通過 revoke_and_rebias嘗試獲取偏向鎖,如果成功則直接返回,如果失敗則進入輕量級鎖獲取過程

revoke_and_rebias這個偏向鎖的獲取邏輯在 biasedLocking.cpp中

如果偏向鎖未開啟,則進入 slow_enter獲取輕量級鎖的流程

偏向鎖的獲取邏輯

BiasedLocking::revoke_and_rebias 是用來獲取當前偏向鎖的狀態(可能是偏向鎖撤銷后重新偏向)。這個方法的邏輯在 biasedLocking.cpp中

BiasedLocking::Condition BiasedLocking::revoke_and_rebias(Handle obj, bool attempt_rebias, TRAPS) {
  assert(!SafepointSynchronize::is_at_safepoint(), "must not be called while at safepoint");
  markOop mark = obj->mark(); //獲取鎖對象的對象頭
  //判斷mark是否為可偏向狀態,即mark的偏向鎖標志位為1,鎖標志位為 01,線程id為null
  if (mark->is_biased_anonymously() && !attempt_rebias) {
    //這個分支是進行對象的hashCode計算時會進入,在一個非全局安全點進行偏向鎖撤銷
    markOop biased_value       = mark;
    //創建一個非偏向的markword
    markOop unbiased_prototype = markOopDesc::prototype()->set_age(mark->age());
    //Atomic:cmpxchg_ptr是CAS操作,通過cas重新設置偏向鎖狀態
    markOop res_mark = (markOop) Atomic::cmpxchg_ptr(unbiased_prototype, obj->mark_addr(), mark);
    if (res_mark == biased_value) {//如果CAS成功,返回偏向鎖撤銷狀態
      return BIAS_REVOKED;
    }
  } else if (mark->has_bias_pattern()) {//如果鎖對象為可偏向狀態(biased_lock:1, lock:01,不管線程id是否為空),嘗試重新偏向
    Klass* k = obj->klass(); 
    markOop prototype_header = k->prototype_header();
    //如果已經有線程對鎖對象進行了全局鎖定,則取消偏向鎖操作
    if (!prototype_header->has_bias_pattern()) {
      markOop biased_value       = mark;
      //CAS 更新對象頭markword為非偏向鎖
      markOop res_mark = (markOop) Atomic::cmpxchg_ptr(prototype_header, obj->mark_addr(), mark);
      assert(!(*(obj->mark_addr()))->has_bias_pattern(), "even if we raced, should still be revoked");
      return BIAS_REVOKED; //返回偏向鎖撤銷狀態
    } else if (prototype_header->bias_epoch() != mark->bias_epoch()) {
      //如果偏向鎖過期,則進入當前分支
      if (attempt_rebias) {//如果允許嘗試獲取偏向鎖
        assert(THREAD->is_Java_thread(), "");
        markOop biased_value       = mark;
        markOop rebiased_prototype = markOopDesc::encode((JavaThread*) THREAD, mark->age(), prototype_header->bias_epoch());
        //通過CAS 操作, 將本線程的 ThreadID 、時間錯、分代年齡嘗試寫入對象頭中
        markOop res_mark = (markOop) Atomic::cmpxchg_ptr(rebiased_prototype, obj->mark_addr(), mark);
        if (res_mark == biased_value) { //CAS成功,則返回撤銷和重新偏向狀態
          return BIAS_REVOKED_AND_REBIASED;
        }
      } else {//不嘗試獲取偏向鎖,則取消偏向鎖
        //通過CAS操作更新分代年齡
        markOop biased_value       = mark;
        markOop unbiased_prototype = markOopDesc::prototype()->set_age(mark->age());
        markOop res_mark = (markOop) Atomic::cmpxchg_ptr(unbiased_prototype, obj->mark_addr(), mark);
        if (res_mark == biased_value) { //如果CAS操作成功,返回偏向鎖撤銷狀態
          return BIAS_REVOKED;
        }
      }
    }
  }
  ...//省略
}
偏向鎖的撤銷

當到達一個全局安全點時,這時會根據偏向鎖的狀態來判斷是否需要撤銷偏向鎖,調用 revoke_at_safepoint方法,這個方法也是在 biasedLocking.cpp中定義的

void BiasedLocking::revoke_at_safepoint(Handle h_obj) {
  assert(SafepointSynchronize::is_at_safepoint(), "must only be called while at safepoint");
  oop obj = h_obj();
  //更新撤銷偏向鎖計數,并返回偏向鎖撤銷次數和偏向次數
  HeuristicsResult heuristics = update_heuristics(obj, false);
  if (heuristics == HR_SINGLE_REVOKE) {//可偏向且未達到批量處理的閾值(下面會多帶帶解釋)
    revoke_bias(obj, false, false, NULL); //撤銷偏向鎖
  } else if ((heuristics == HR_BULK_REBIAS) || 
             (heuristics == HR_BULK_REVOKE)) {//如果是多次撤銷或者多次偏向
    //批量撤銷
    bulk_revoke_or_rebias_at_safepoint(obj, (heuristics == HR_BULK_REBIAS), false, NULL);
  }
  clean_up_cached_monitor_info();
}

偏向鎖的釋放,需要等待全局安全點(在這個時間點上沒有正在執行的字節碼),首先暫停擁有偏向鎖的線程,然后檢查持有偏向鎖的線程是否還活著,如果線程不處于活動狀態,則將對象頭設置成無鎖狀態。如果線程仍然活著,則會升級為輕量級鎖,遍歷偏向對象的所記錄。棧幀中的鎖記錄和對象頭的Mark Word要么重新偏向其他線程,要么恢復到無鎖,或者標記對象不適合作為偏向鎖。最后喚醒暫停的線程。

JVM內部為每個類維護了一個偏向鎖revoke計數器,對偏向鎖撤銷進行計數,當這個值達到指定閾值時,JVM會認為這個類的偏向鎖有問題,需要重新偏向(rebias),對所有屬于這個類的對象進行重偏向的操作成為 批量重偏向(bulk rebias)。在做bulk rebias時,會對這個類的epoch的值做遞增,這個epoch會存儲在對象頭中的epoch字段。在判斷這個對象是否獲得偏向鎖的條件是:markword的 biased_lock:1、lock:01、threadid和當前線程id相等、epoch字段和所屬類的epoch值相同,如果epoch的值不一樣,要么就是撤銷偏向鎖、要么就是rebias; 如果這個類的revoke計數器的值繼續增加到一個閾值,那么jvm會認為這個類不適合偏向鎖,就需要進行bulk revoke操作
輕量級鎖的獲取邏輯

輕量級鎖的獲取,是調用 ::slow_enter方法,該方法同樣位于 synchronizer.cpp文件中

void ObjectSynchronizer::slow_enter(Handle obj, BasicLock* lock, TRAPS) {
  markOop mark = obj->mark();
  assert(!mark->has_bias_pattern(), "should not see bias pattern here");

  if (mark->is_neutral()) { //如果當前是無鎖狀態, markword的biase_lock:0,lock:01
    //直接把mark保存到BasicLock對象的_displaced_header字段
    lock->set_displaced_header(mark);
    //通過CAS將mark word更新為指向BasicLock對象的指針,更新成功表示獲得了輕量級鎖
    if (mark == (markOop) Atomic::cmpxchg_ptr(lock, obj()->mark_addr(), mark)) {
      TEVENT (slow_enter: release stacklock) ;
      return ;
    }
    // Fall through to inflate() ... 
  }
  //如果markword處于加鎖狀態、且markword中的ptr指針指向當前線程的棧幀,表示為重入操作,不需要爭搶鎖 
  else if (mark->has_locker() && THREAD->is_lock_owned((address)mark->locker())) {
    assert(lock != mark->locker(), "must not re-lock the same lock");
    assert(lock != (BasicLock*)obj->mark(), "don"t relock with same BasicLock");
    lock->set_displaced_header(NULL);
    return;
  }

#if 0
  // The following optimization isn"t particularly useful.
  if (mark->has_monitor() && mark->monitor()->is_entered(THREAD)) {
    lock->set_displaced_header (NULL) ;
    return ;
  }
#endif
  //代碼執行到這里,說明有多個線程競爭輕量級鎖,輕量級鎖通過`inflate`進行膨脹升級為重量級鎖
  lock->set_displaced_header(markOopDesc::unused_mark());
  ObjectSynchronizer::inflate(THREAD, obj())->enter(THREAD);
}

輕量級鎖的獲取邏輯簡單再整理一下

mark->is_neutral()方法, is_neutral這個方法是在 markOop.hpp中定義,如果 biased_lock:0且lock:01表示無鎖狀態

如果mark處于無鎖狀態,則進入步驟(3),否則執行步驟(5)

把mark保存到BasicLock對象的displacedheader字段

通過CAS嘗試將markword更新為指向BasicLock對象的指針,如果更新成功,表示競爭到鎖,則執行同步代碼,否則執行步驟(5)

如果當前mark處于加鎖狀態,且mark中的ptr指針指向當前線程的棧幀,則執行同步代碼,否則說明有多個線程競爭輕量級鎖,輕量級鎖需要膨脹升級為重量級鎖

輕量級鎖的釋放邏輯

輕量級鎖的釋放是通過 monitorexit調用

IRT_ENTRY_NO_ASYNC(void, InterpreterRuntime::monitorexit(JavaThread* thread, BasicObjectLock* elem))
#ifdef ASSERT
  thread->last_frame().interpreter_frame_verify_monitor(elem);
#endif
  Handle h_obj(thread, elem->obj());
  assert(Universe::heap()->is_in_reserved_or_null(h_obj()),
         "must be NULL or an object");
  if (elem == NULL || h_obj()->is_unlocked()) {
    THROW(vmSymbols::java_lang_IllegalMonitorStateException());
  }
  ObjectSynchronizer::slow_exit(h_obj(), elem->lock(), thread);
  // Free entry. This must be done here, since a pending exception might be installed on
  // exit. If it is not cleared, the exception handling code will try to unlock the monitor again.
  elem->set_obj(NULL);
#ifdef ASSERT
  thread->last_frame().interpreter_frame_verify_monitor(elem);
#endif
IRT_END

這段代碼中主要是通過 ObjectSynchronizer::slow_exit來執行

void ObjectSynchronizer::slow_exit(oop object, BasicLock* lock, TRAPS) {
  fast_exit (object, lock, THREAD) ;
}

ObjectSynchronizer::fast_exit的代碼如下

void ObjectSynchronizer::fast_exit(oop object, BasicLock* lock, TRAPS) {
  assert(!object->mark()->has_bias_pattern(), "should not see bias pattern here");
  // if displaced header is null, the previous enter is recursive enter, no-op
  markOop dhw = lock->displaced_header(); //獲取鎖對象中的對象頭
  markOop mark ;
  if (dhw == NULL) { 
     // Recursive stack-lock.
     // Diagnostics -- Could be: stack-locked, inflating, inflated.
     mark = object->mark() ;
     assert (!mark->is_neutral(), "invariant") ;
     if (mark->has_locker() && mark != markOopDesc::INFLATING()) {
        assert(THREAD->is_lock_owned((address)mark->locker()), "invariant") ;
     }
     if (mark->has_monitor()) {
        ObjectMonitor * m = mark->monitor() ;
        assert(((oop)(m->object()))->mark() == mark, "invariant") ;
        assert(m->is_entered(THREAD), "invariant") ;
     }
     return ;
  }

  mark = object->mark() ; //獲取線程棧幀中鎖記錄(LockRecord)中的markword

  // If the object is stack-locked by the current thread, try to
  // swing the displaced header from the box back to the mark.
  if (mark == (markOop) lock) {
     assert (dhw->is_neutral(), "invariant") ;
     //通過CAS嘗試將Displaced Mark Word替換回對象頭,如果成功,表示鎖釋放成功。
     if ((markOop) Atomic::cmpxchg_ptr (dhw, object->mark_addr(), mark) == mark) {
        TEVENT (fast_exit: release stacklock) ;
        return;
     }
  }
  //鎖膨脹,調用重量級鎖的釋放鎖方法
  ObjectSynchronizer::inflate(THREAD, object)->exit (true, THREAD) ;
}

輕量級鎖的釋放也比較簡單,就是將當前線程棧幀中鎖記錄空間中的Mark Word替換到鎖對象的對象頭中,如果成功表示鎖釋放成功。否則,鎖膨脹成重量級鎖,實現重量級鎖的釋放鎖邏輯

鎖膨脹的過程分析

重量級鎖是通過對象內部的監視器(monitor)來實現,而monitor的本質是依賴操作系統底層的MutexLock實現的。我們先來看鎖的膨脹過程,從前面的分析中已經知道了所膨脹的過程是通過 ObjectSynchronizer::inflate方法實現的,代碼如下

ObjectMonitor * ATTR ObjectSynchronizer::inflate (Thread * Self, oop object) {
  // Inflate mutates the heap ...
  // Relaxing assertion for bug 6320749.
  assert (Universe::verify_in_progress() ||
          !SafepointSynchronize::is_at_safepoint(), "invariant") ;

  for (;;) { //通過無意義的循環實現自旋操作
      const markOop mark = object->mark() ;
      assert (!mark->has_bias_pattern(), "invariant") ;

      if (mark->has_monitor()) {//has_monitor是markOop.hpp中的方法,如果為true表示當前鎖已經是重量級鎖了
          ObjectMonitor * inf = mark->monitor() ;//獲得重量級鎖的對象監視器直接返回
          assert (inf->header()->is_neutral(), "invariant");
          assert (inf->object() == object, "invariant") ;
          assert (ObjectSynchronizer::verify_objmon_isinpool(inf), "monitor is invalid");
          return inf ;
      }

      if (mark == markOopDesc::INFLATING()) {//膨脹等待,表示存在線程正在膨脹,通過continue進行下一輪的膨脹
         TEVENT (Inflate: spin while INFLATING) ;
         ReadStableMark(object) ;
         continue ;
      }

      if (mark->has_locker()) {//表示當前鎖為輕量級鎖,以下是輕量級鎖的膨脹邏輯
          ObjectMonitor * m = omAlloc (Self) ;//獲取一個可用的ObjectMonitor
          // Optimistically prepare the objectmonitor - anticipate successful CAS
          // We do this before the CAS in order to minimize the length of time
          // in which INFLATING appears in the mark.
          m->Recycle();
          m->_Responsible  = NULL ;
          m->OwnerIsThread = 0 ;
          m->_recursions   = 0 ;
          m->_SpinDuration = ObjectMonitor::Knob_SpinLimit ;   // Consider: maintain by type/class
          /**將object->mark_addr()和mark比較,如果這兩個值相等,則將object->mark_addr()
          改成markOopDesc::INFLATING(),相等返回是mark,不相等返回的是object->mark_addr()**/
                     markOop cmp = (markOop) Atomic::cmpxchg_ptr (markOopDesc::INFLATING(), object->mark_addr(), mark) ;
          if (cmp != mark) {//CAS失敗
             omRelease (Self, m, true) ;//釋放監視器
             continue ;       // 重試
          }

          markOop dmw = mark->displaced_mark_helper() ;
          assert (dmw->is_neutral(), "invariant") ;

          //CAS成功以后,設置ObjectMonitor相關屬性
          m->set_header(dmw) ;


          m->set_owner(mark->locker());
          m->set_object(object);
          // TODO-FIXME: assert BasicLock->dhw != 0.


          guarantee (object->mark() == markOopDesc::INFLATING(), "invariant") ;
          object->release_set_mark(markOopDesc::encode(m));


          if (ObjectMonitor::_sync_Inflations != NULL) ObjectMonitor::_sync_Inflations->inc() ;
          TEVENT(Inflate: overwrite stacklock) ;
          if (TraceMonitorInflation) {
            if (object->is_instance()) {
              ResourceMark rm;
              tty->print_cr("Inflating object " INTPTR_FORMAT " , mark " INTPTR_FORMAT " , type %s",
                (void *) object, (intptr_t) object->mark(),
                object->klass()->external_name());
            }
          }
          return m ; //返回ObjectMonitor
      }
      //如果是無鎖狀態
      assert (mark->is_neutral(), "invariant");
      ObjectMonitor * m = omAlloc (Self) ; ////獲取一個可用的ObjectMonitor
      //設置ObjectMonitor相關屬性
      m->Recycle();
      m->set_header(mark);
      m->set_owner(NULL);
      m->set_object(object);
      m->OwnerIsThread = 1 ;
      m->_recursions   = 0 ;
      m->_Responsible  = NULL ;
      m->_SpinDuration = ObjectMonitor::Knob_SpinLimit ;       // consider: keep metastats by type/class
      /**將object->mark_addr()和mark比較,如果這兩個值相等,則將object->mark_addr()
          改成markOopDesc::encode(m),相等返回是mark,不相等返回的是object->mark_addr()**/
      if (Atomic::cmpxchg_ptr (markOopDesc::encode(m), object->mark_addr(), mark) != mark) {
          //CAS失敗,說明出現了鎖競爭,則釋放監視器重行競爭鎖
          m->set_object (NULL) ;
          m->set_owner  (NULL) ;
          m->OwnerIsThread = 0 ;
          m->Recycle() ;
          omRelease (Self, m, true) ;
          m = NULL ;
          continue ;
          // interference - the markword changed - just retry.
          // The state-transitions are one-way, so there"s no chance of
          // live-lock -- "Inflated" is an absorbing state.
      }

      if (ObjectMonitor::_sync_Inflations != NULL) ObjectMonitor::_sync_Inflations->inc() ;
      TEVENT(Inflate: overwrite neutral) ;
      if (TraceMonitorInflation) {
        if (object->is_instance()) {
          ResourceMark rm;
          tty->print_cr("Inflating object " INTPTR_FORMAT " , mark " INTPTR_FORMAT " , type %s",
            (void *) object, (intptr_t) object->mark(),
            object->klass()->external_name());
        }
      }
      return m ; //返回ObjectMonitor對象
  }
}

鎖膨脹的過程稍微有點復雜,整個鎖膨脹的過程是通過自旋來完成的,具體的實現邏輯簡答總結以下幾點

mark->has_monitor() 判斷如果當前鎖對象為重量級鎖,也就是lock:10,則執行(2),否則執行(3)

通過 mark->monitor獲得重量級鎖的對象監視器ObjectMonitor并返回,鎖膨脹過程結束

如果當前鎖處于 INFLATING,說明有其他線程在執行鎖膨脹,那么當前線程通過自旋等待其他線程鎖膨脹完成

如果當前是輕量級鎖狀態 mark->has_locker(),則進行鎖膨脹。首先,通過omAlloc方法獲得一個可用的ObjectMonitor,并設置初始數據;然后通過CAS將對象頭設置為`markOopDesc:INFLATING,表示當前鎖正在膨脹,如果CAS失敗,繼續自旋

如果是無鎖狀態,邏輯類似第4步驟

鎖膨脹的過程實際上是獲得一個ObjectMonitor對象監視器,而真正搶占鎖的邏輯,在 ObjectMonitor::enter方法里面
重量級鎖的競爭邏輯

重量級鎖的競爭,在 ObjectMonitor::enter方法中,代碼文件在 objectMonitor.cpp重量級鎖的代碼就不一一分析了,簡單說一下下面這段代碼主要做的幾件事

通過CAS將monitor的 _owner字段設置為當前線程,如果設置成功,則直接返回

如果之前的 _owner指向的是當前的線程,說明是重入,執行 _recursions++增加重入次數

如果當前線程獲取監視器鎖成功,將 _recursions設置為1, _owner設置為當前線程

如果獲取鎖失敗,則等待鎖釋放

void ATTR ObjectMonitor::enter(TRAPS) {
  // The following code is ordered to check the most common cases first
  // and to reduce RTS->RTO cache line upgrades on SPARC and IA32 processors.
  Thread * const Self = THREAD ;
  void * cur ;

  cur = Atomic::cmpxchg_ptr (Self, &_owner, NULL) ;
  if (cur == NULL) {//CAS成功
     // Either ASSERT _recursions == 0 or explicitly set _recursions = 0.
     assert (_recursions == 0   , "invariant") ;
     assert (_owner      == Self, "invariant") ;
     // CONSIDER: set or assert OwnerIsThread == 1
     return ;
  }

  if (cur == Self) {
     // TODO-FIXME: check for integer overflow!  BUGID 6557169.
     _recursions ++ ;
     return ;
  }

  if (Self->is_lock_owned ((address)cur)) {
    assert (_recursions == 0, "internal state error");
    _recursions = 1 ;
    // Commute owner from a thread-specific on-stack BasicLockObject address to
    // a full-fledged "Thread *".
    _owner = Self ;
    OwnerIsThread = 1 ;
    return ;
  }

  // We"ve encountered genuine contention.
  assert (Self->_Stalled == 0, "invariant") ;
  Self->_Stalled = intptr_t(this) ;

  // Try one round of spinning *before* enqueueing Self
  // and before going through the awkward and expensive state
  // transitions.  The following spin is strictly optional ...
  // Note that if we acquire the monitor from an initial spin
  // we forgo posting JVMTI events and firing DTRACE probes.
  if (Knob_SpinEarly && TrySpin (Self) > 0) {
     assert (_owner == Self      , "invariant") ;
     assert (_recursions == 0    , "invariant") ;
     assert (((oop)(object()))->mark() == markOopDesc::encode(this), "invariant") ;
     Self->_Stalled = 0 ;
     return ;
  }

  assert (_owner != Self          , "invariant") ;
  assert (_succ  != Self          , "invariant") ;
  assert (Self->is_Java_thread()  , "invariant") ;
  JavaThread * jt = (JavaThread *) Self ;
  assert (!SafepointSynchronize::is_at_safepoint(), "invariant") ;
  assert (jt->thread_state() != _thread_blocked   , "invariant") ;
  assert (this->object() != NULL  , "invariant") ;
  assert (_count >= 0, "invariant") ;

  // Prevent deflation at STW-time.  See deflate_idle_monitors() and is_busy().
  // Ensure the object-monitor relationship remains stable while there"s contention.
  Atomic::inc_ptr(&_count);

  EventJavaMonitorEnter event;

  { // Change java thread status to indicate blocked on monitor enter.
    JavaThreadBlockedOnMonitorEnterState jtbmes(jt, this);

    DTRACE_MONITOR_PROBE(contended__enter, this, object(), jt);
    if (JvmtiExport::should_post_monitor_contended_enter()) {
      JvmtiExport::post_monitor_contended_enter(jt, this);
    }

    OSThreadContendState osts(Self->osthread());
    ThreadBlockInVM tbivm(jt);

    Self->set_current_pending_monitor(this);

    // TODO-FIXME: change the following for(;;) loop to straight-line code.
    for (;;) {
      jt->set_suspend_equivalent();
      // cleared by handle_special_suspend_equivalent_condition()
      // or java_suspend_self()

      EnterI (THREAD) ;

      if (!ExitSuspendEquivalent(jt)) break ;

      //
      // We have acquired the contended monitor, but while we were
      // waiting another thread suspended us. We don"t want to enter
      // the monitor while suspended because that would surprise the
      // thread that suspended us.
      //
          _recursions = 0 ;
      _succ = NULL ;
      exit (false, Self) ;

      jt->java_suspend_self();
    }
    Self->set_current_pending_monitor(NULL);
  }
...//此處省略無數行代碼

如果獲取鎖失敗,則需要通過自旋的方式等待鎖釋放,自旋執行的方法是 ObjectMonitor::EnterI,部分代碼如下

將當前線程封裝成ObjectWaiter對象node,狀態設置成TS_CXQ

通過自旋操作將node節點push到_cxq隊列

node節點添加到_cxq隊列之后,繼續通過自旋嘗試獲取鎖,如果在指定的閾值范圍內沒有獲得鎖,則通過park將當前線程掛起,等待被喚醒

void ATTR ObjectMonitor::EnterI (TRAPS) {
    Thread * Self = THREAD ;
    ...//省略很多代碼
    ObjectWaiter node(Self) ;
    Self->_ParkEvent->reset() ;
    node._prev   = (ObjectWaiter *) 0xBAD ;
    node.TState  = ObjectWaiter::TS_CXQ ;

    // Push "Self" onto the front of the _cxq.
    // Once on cxq/EntryList, Self stays on-queue until it acquires the lock.
    // Note that spinning tends to reduce the rate at which threads
    // enqueue and dequeue on EntryList|cxq.
    ObjectWaiter * nxt ;
    for (;;) { //自旋,講node添加到_cxq隊列
        node._next = nxt = _cxq ;
        if (Atomic::cmpxchg_ptr (&node, &_cxq, nxt) == nxt) break ;

        // Interference - the CAS failed because _cxq changed.  Just retry.
        // As an optional optimization we retry the lock.
        if (TryLock (Self) > 0) {
            assert (_succ != Self         , "invariant") ;
            assert (_owner == Self        , "invariant") ;
            assert (_Responsible != Self  , "invariant") ;
            return ;
        }
    }
    ...//省略很多代碼
    //node節點添加到_cxq隊列之后,繼續通過自旋嘗試獲取鎖,如果在指定的閾值范圍內沒有獲得鎖,則通過park將當前線程掛起,等待被喚醒
    for (;;) {
        if (TryLock (Self) > 0) break ;
        assert (_owner != Self, "invariant") ;

        if ((SyncFlags & 2) && _Responsible == NULL) {
           Atomic::cmpxchg_ptr (Self, &_Responsible, NULL) ;
        }

        // park self //通過park掛起當前線程
        if (_Responsible == Self || (SyncFlags & 1)) {
            TEVENT (Inflated enter - park TIMED) ;
            Self->_ParkEvent->park ((jlong) RecheckInterval) ;
            // Increase the RecheckInterval, but clamp the value.
            RecheckInterval *= 8 ;
            if (RecheckInterval > 1000) RecheckInterval = 1000 ;
        } else {
            TEVENT (Inflated enter - park UNTIMED) ;
            Self->_ParkEvent->park() ;//當前線程掛起
        }

        if (TryLock(Self) > 0) break ; //當線程被喚醒時,會從這里繼續執行


        TEVENT (Inflated enter - Futile wakeup) ;
        if (ObjectMonitor::_sync_FutileWakeups != NULL) {
           ObjectMonitor::_sync_FutileWakeups->inc() ;
        }
        ++ nWakeups ;

        if ((Knob_SpinAfterFutile & 1) && TrySpin (Self) > 0) break ;

        if ((Knob_ResetEvent & 1) && Self->_ParkEvent->fired()) {
           Self->_ParkEvent->reset() ;
           OrderAccess::fence() ;
        }
        if (_succ == Self) _succ = NULL ;

        // Invariant: after clearing _succ a thread *must* retry _owner before parking.
        OrderAccess::fence() ;
    }
    ...//省略很多代碼
}

TryLock(self)的代碼是在 ObjectMonitor::TryLock定義的,代碼的實現如下

代碼的實現原理很簡單,通過自旋,CAS設置monitor的_owner字段為當前線程,如果成功,表示獲取到了鎖,如果失敗,則繼續被掛起
int ObjectMonitor::TryLock (Thread * Self) {
   for (;;) {
      void * own = _owner ;
      if (own != NULL) return 0 ;
      if (Atomic::cmpxchg_ptr (Self, &_owner, NULL) == NULL) {
         // Either guarantee _recursions == 0 or set _recursions = 0.
         assert (_recursions == 0, "invariant") ;
         assert (_owner == Self, "invariant") ;
         // CONSIDER: set or assert that OwnerIsThread == 1
         return 1 ;
      }
      // The lock had been free momentarily, but we lost the race to the lock.
      // Interference -- the CAS failed.
      // We can either return -1 or retry.
      // Retry doesn"t make as much sense because the lock was just acquired.
      if (true) return -1 ;
   }
}
重量級鎖的釋放

重量級鎖的釋放是通過 ObjectMonitor::exit來實現的,釋放以后會通知被阻塞的線程去競爭鎖

判斷當前鎖對象中的owner沒有指向當前線程,如果owner指向的BasicLock在當前線程棧上,那么將_owner指向當前線程

如果當前鎖對象中的_owner指向當前線程,則判斷當前線程重入鎖的次數,如果不為0,繼續執行ObjectMonitor::exit(),直到重入鎖次數為0為止

釋放當前鎖,并根據QMode的模式判斷,是否將_cxq中掛起的線程喚醒。還是其他操作

void ATTR ObjectMonitor::exit(bool not_suspended, TRAPS) {
   Thread * Self = THREAD ;
   if (THREAD != _owner) {//如果當前鎖對象中的_owner沒有指向當前線程
     //如果_owner指向的BasicLock在當前線程棧上,那么將_owner指向當前線程
     if (THREAD->is_lock_owned((address) _owner)) {
       // Transmute _owner from a BasicLock pointer to a Thread address.
       // We don"t need to hold _mutex for this transition.
       // Non-null to Non-null is safe as long as all readers can
       // tolerate either flavor.
       assert (_recursions == 0, "invariant") ;
       _owner = THREAD ;
       _recursions = 0 ;
       OwnerIsThread = 1 ;
     } else {
       // NOTE: we need to handle unbalanced monitor enter/exit
       // in native code by throwing an exception.
       // TODO: Throw an IllegalMonitorStateException ?
       TEVENT (Exit - Throw IMSX) ;
       assert(false, "Non-balanced monitor enter/exit!");
       if (false) {
          THROW(vmSymbols::java_lang_IllegalMonitorStateException());
       }
       return;
     }
   }
   //如果當前,線程重入鎖的次數,不為0,那么就重新走ObjectMonitor::exit,直到重入鎖次數為0為止
   if (_recursions != 0) {
     _recursions--;        // this is simple recursive enter
     TEVENT (Inflated exit - recursive) ;
     return ;
   }
  ...//此處省略很多代碼
  for (;;) {
    if (Knob_ExitPolicy == 0) {
      OrderAccess::release_store(&_owner, (void*)NULL);   //釋放鎖
      OrderAccess::storeload();                        // See if we need to wake a successor
      if ((intptr_t(_EntryList)|intptr_t(_cxq)) == 0 || _succ != NULL) {
        TEVENT(Inflated exit - simple egress);
        return;
      }
      TEVENT(Inflated exit - complex egress);
      //省略部分代碼...
    }
    //省略部分代碼...
    ObjectWaiter * w = NULL;
    int QMode = Knob_QMode;
    //根據QMode的模式判斷,
    //如果QMode == 2則直接從_cxq掛起的線程中喚醒    
    if (QMode == 2 && _cxq != NULL) {
      w = _cxq;
      ExitEpilog(Self, w);
      return;
    }
     //省略部分代碼... 省略的代碼為根據QMode的不同,不同的喚醒機制
  }
}

根據不同的策略(由QMode指定),從cxq或EntryList中獲取頭節點,通過ObjectMonitor::ExitEpilog方法喚醒該節點封裝的線程,喚醒操作最終由unpark完成

void ObjectMonitor::ExitEpilog (Thread * Self, ObjectWaiter * Wakee) {
{
   assert (_owner == Self, "invariant") ;

   // Exit protocol:
   // 1. ST _succ = wakee
   // 2. membar #loadstore|#storestore;
   // 2. ST _owner = NULL
   // 3. unpark(wakee)

   _succ = Knob_SuccEnabled ? Wakee->_thread : NULL ;
   ParkEvent * Trigger = Wakee->_event ;

   // Hygiene -- once we"ve set _owner = NULL we can"t safely dereference Wakee again.
   // The thread associated with Wakee may have grabbed the lock and "Wakee" may be
   // out-of-scope (non-extant).
   Wakee  = NULL ;

   // Drop the lock
   OrderAccess::release_store_ptr (&_owner, NULL) ;
   OrderAccess::fence() ;                               // ST _owner vs LD in unpark()

   if (SafepointSynchronize::do_call_back()) {
      TEVENT (unpark before SAFEPOINT) ;
   }

   DTRACE_MONITOR_PROBE(contended__exit, this, object(), Self);
   Trigger->unpark() ; //unpark喚醒線程

   // Maintain stats and report events to JVMTI
   if (ObjectMonitor::_sync_Parks != NULL) {
      ObjectMonitor::_sync_Parks->inc() ;
   }
}
分析源碼,需要很大的耐心,希望大家能有耐心看下去,有疑問歡迎微信留言

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